DK
Dwayne D. Keller
KELLER FINANCIAL GROUP
Camp Hill, PA 17011
Some features on this profile are disabled
CRD#: 3119453
DK
Professional summary
Dwayne David Keller, who also goes by Dwayne D Keller, is a registered financial advisor currently at KELLER FINANCIAL GROUP located in Camp Hill, Pennsylvania.
Dwayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dwayne has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dwayne D Keller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/2018 - MAGGIEBAY INC - Not Investment Related - At Reported Business Location(s) - Other - Officer. 2. 02/2018 - DKDP INC - Not Investment Related - At Reported Business Location(s) - Other - Officer. 3. 02/2018 - 3815 Market Investments, LLC - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - owned by Keller Financial Group whose ownership is held by Dwayne D Keller. 0 hours per month. 4. 02/2018 - KELLER FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Time Spent 20%. 5. 02/2018 - KELLER MGMNT LLC - Not Investment Related - 2044 West Market Street, York, PA 17404 - Other - Owner. 6. 8/2019 - Vista Wealth Management, LLC - Investment Related - 0 Hours Per Month. - owned by Keller Financial Group whose ownership is held by Dwayne D Keller 7. 2/2018 - AAA of Central Penn - Not Investment Related - At Reported Business Location(s) - Prospect Ave, Harrisburg PA - For-Profit Board Member - 4 Hours Per Month/2 Hours During Securities Trading. 8. 09/2021 - DKP Ventures LLC - Investment Related - 3815 Market St, Camp Hill, PA 17011- Family Owned Real Estate Rental - Managing Member - 1 Hour Per Month/0 Hours During Securities Trading. 9. 10/2017 - KFG Accounting and Advisory, LLC, inactive, -owned by Keller Financial Group whose ownership is held by Dwayne D Keller - 0 hours per month 10.10/2017 - KFG Wealth Management LLC, inactive, - owned by Keller Financial Group whose ownership is held by Dwayne D Keller - 0 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Dwayne David Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2023 - Present
KELLER FINANCIAL GROUP
Office #1: 3815 Market Street, Camp Hill, PA 17011RIA
CRD#: 328195
Camp Hill, PA
Past
February 14, 2018 - December 31, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CAMP HILL, PA
Past
February 14, 2018 - December 31, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
CAMP HILL, PA
Past
January 12, 2011 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CAMP HILL, PA
Past
September 11, 2007 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CAMP HILL, PA
Past
July 29, 2002 - September 17, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CARLISLE, PA
Past
June 14, 2000 - December 21, 2021
KFG WEALTH MANAGEMENT, LLC
RIA
CRD#: 120741
CARLISLE, PA
Past
November 3, 1999 - September 17, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CARLISLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KELLER FINANCIAL GROUP
KELLER FINANCIAL GROUP | KELLER FINANCIAL GROUP, INC.
CRD#: 328195 / SEC#: 801-128879
RIA
Registered Investment Advisory firm - (10/12/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(12/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KELLER FINANCIAL GROUP
KELLER FINANCIAL GROUP | KELLER FINANCIAL GROUP, INC.
CRD#: 328195 / SEC#: 801-128879
RIA
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Contact information
Main Address
3815 Market Street, Camp Hill, PA 17011
Mailing Address
Phone number
(717) 516-0700
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 134,964,415 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
