Jacob M. Leon
KESTRA ADVISORY SERVICES
BELLAIRE, TX 77401
Some features on this profile are disabled
CRD#: 3119365
Professional summary
Jacob Mitrani Leon, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bellaire, Texas and KESTRA INVESTMENT SERVICES, LLC located in Bellaire, Texas.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jacob has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: JACOB M LEON CPA Investment Related: No Address: 6750 W LOOP SOUTH #790 BELLAIRE TX 77401 Nature of Business: Tax/Accounting Position, Title or Relationship: Owner Start Date: 1/4/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: tax Business Name: JEWISH FAMILY SERVICE Investment Related: No Address: 4131 S. BRAESWOOD HOUSTON TX 77025 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: PAST PRESIDENT, AND FROM TIME TO TIME CHAIRMAN OF FUND RAISING ACTIVITIES. Start Date: 1/1/1993 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: past president Business Name: LEON & PARTNERS Investment Related: No Address: 7416 KELVING HOUSTON TX 77030 Nature of Business: Consulting Position, Title or Relationship: Partner Start Date: 7/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: partner Business Name: J Martin & Company P.C. Investment Related: No Address: 11777 Katy Freeway Suite 395 Houston TX 77079 Nature of Business: Consulting; Tax/Accounting Position, Title or Relationship: Employee Start Date: 3/3/2013 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: tax consultant and tax prparer Business Name: JACOB M LEON Investment Related: Yes Address: 6750 W LOOP SOUTH SUITE 790 HOUSTON TX 77401 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 10/10/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: available to discuss insurance needs with clients Business Name: TLC Wealth Management Inc Investment Related: Yes Address: 6750 WEST LOOP SOUTH, SUITE 790 BELLAIRE TX 77401 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered rep Start Date: 5/1/2012 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: DBA for securities and investment advisory business Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: BOARD MEMBER HOUSTON JEWISH COMMUNITY FOUNDATION POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2023 ADDRESS: 5600 S Braeswood, Houston TX 77096 DESCRIPTION: attend board meetings. charitable solicitation Business Name: VICE PRESIDNET-HOUSTON JEWISH COMMUNITY FOUNDATION POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2024 ADDRESS: 5600 S Braeswood, Houston TX 77096 DESCRIPTION: attend board meetings. charitable solicitation Business Name: HOUSTON JEWISH FAMILY FOUNDATION POSITION: BOARD MEMBER NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 4131 S BRAESWOOD bLVD, HOUSTON TX 77025 DESCRIPTION: ALL DUTIES REQUIRED TO BE ON THE BOARD OF A CHARITABLE FOUNDATION
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Mitrani Leon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6750 West Loop South, Suite 790, Bellaire, TX 77401RIA
CRD#: 283330
BELLAIRE, TX
Current
April 26, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6750 West Loop South, Suite 790, Bellaire, TX 77401BD
CRD#: 42046
Bellaire, TX
Past
April 26, 2006 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOUSTON, TX
Past
May 13, 2004 - April 28, 2006
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
HOUSTON, TX
Past
January 22, 1999 - December 31, 2004
IMS SECURITIES, INC.
RIA
CRD#: 35567
HOUSTON, TX
Past
January 22, 1999 - April 28, 2006
IMS SECURITIES, INC.
BD
CRD#: 35567
HOUSTON, TX
Past
October 20, 1998 - January 25, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/1/2023)
RR
Florida(5/8/2006)
RR
Texas(4/26/2006)
IAR
Texas(4/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
