Giles K. Ong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giles Kah Pin Ong, who also goes by Giles Kahpin Ong, was a registered financial professional .
Giles is a previously registered financial professional and started their career in finance in 1998. Giles had worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - January 5, 2017
MAYBANK SECURITIES USA INC.
November 4, 2004 - December 20, 2011
CITIGROUP GLOBAL MARKETS INC.
October 15, 1998 - March 28, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
