Kristina P. Keck

GALLAGHER FIDUCIARY ADVISORS

San Francisco, CA 94111

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CRD#: 3118521

Professional summary

Kristina Pauline Keck, who also goes by Kristina Sites, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in San Francisco, California.

Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kristina has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristina Sites

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/12/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WOODRUFF SAWYER & CO - TIME SPENT 85% - SAN FRANCISCO, CA (2) 06/24/2015 - GLOBAL RETIREMENT PARTNERS - INV REL - 4340 REDWOOD HIGHWAY, STE B-60, SAN RAFAEL, CA 94903 - REGISTERED INVESTMENT ADVISOR - GLOBAL RETIREMENT PARTNERS - TIME SPENT 90% (3) 08/19/2022 - Global Retirement Partners, LLC - DBA: Wooduff Sawyer - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR-Advisor - Start Date - 08/10/2022 - 160 Hours Per Month/160 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Pauline Keck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 50 California Street 12th Floor, San Francisco, CA, 94111

RIA

CRD#: 146509

San Francisco, CA

Past

May 12, 2023 - October 6, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN FRANCISCO, CA

Past

May 8, 2018 - April 30, 2024

FWS RETIREMENT SERVICES, LLC

CRD#: 152878

SAN FRANCISCO, CA

Past

September 17, 2014 - October 6, 2025

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

SAN FRANCISCO, CA

Past

September 12, 2014 - October 6, 2025

LPL FINANCIAL LLC

CRD#: 6413

SAN FRANCISCO, CA

Past

March 21, 2013 - November 17, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

SAN FRANCISCO, CA

Past

January 24, 2013 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

SAN FRANCISCO, CA

Past

March 10, 2011 - January 24, 2013

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

SANTA ROSA, CA

Past

September 8, 2009 - May 6, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA ROSA, CA

Past

September 8, 2009 - February 20, 2013

LPL FINANCIAL LLC

CRD#: 6413

SANTA ROSA, CA

Past

January 26, 2006 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

SANTA ROSA, CA

Past

January 18, 2006 - October 13, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

SANTA ROSA, CA

Past

February 12, 2001 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

SANTA ROSA, CA

Past

January 22, 1999 - December 7, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 20, 1998 - September 27, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/2005

General Securities Principal Examination

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kristina P. Keck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Pauline Keck's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FWS RETIREMENT SERVICES, LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2005

Series 63

Date: 2/15/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2002

Series 6

Date: 10/15/1998

Series 24

Date: 11/9/2005

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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