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RM

Robert M. Mein

STRATEGIC ADVISERS LLC
WOODLAND, CA
Some features on this profile are disabled
CRD#: 3118480
RM

Professional summary

Robert Mathew Mein, who also goes by Bob Mein, Bobby Mein, Robert Mathew Mein, Robert Matthew Mein, Robert M Mein, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Woodland, California and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Mein | Bobby Mein | Robert Mathew Mein | Robert Matthew Mein | Robert M Mein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mathew Mein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WOODLAND, CA
Current

March 8, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Destiny Way, Westlake, TX 76262
BD
CRD#: 7784
Westlake, TX
Past

March 20, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WOODLAND, CA
Past

March 20, 2023 - August 11, 2023

MORGAN STANLEY

BD
CRD#: 149777
ROSEVILLE, CA
Past

August 3, 2017 - August 11, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
ROSEVILLE, CA
Past

August 3, 2017 - August 11, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ROSEVILLE, CA
Past

December 16, 2014 - December 1, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
WOODLAND, CA
Past

September 9, 2014 - December 1, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
WOODLAND, CA
Past

April 3, 2006 - August 4, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ
Past

August 26, 2005 - November 10, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

January 5, 2004 - May 24, 2005

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

June 22, 2001 - September 18, 2003

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

October 15, 1998 - June 25, 2001

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/13/2024)
RR
Alaska
(3/13/2024)
RR
Arizona
(3/13/2024)
RR
Arkansas
(3/13/2024)
RR
California
(3/8/2024)
IAR
California
(3/31/2025)
RR
Colorado
(3/13/2024)
RR
Connecticut
(3/13/2024)
RR
Delaware
(3/13/2024)
RR
District of Columbia
(3/13/2024)
RR
Florida
(3/13/2024)
RR
Georgia
(3/13/2024)
RR
Hawaii
(3/13/2024)
RR
Idaho
(3/13/2024)
RR
Illinois
(3/13/2024)
RR
Indiana
(3/13/2024)
RR
Iowa
(3/13/2024)
RR
Kansas
(3/13/2024)
RR
Kentucky
(3/13/2024)
RR
Louisiana
(3/13/2024)
RR
Maine
(3/13/2024)
RR
Maryland
(3/13/2024)
RR
Massachusetts
(3/13/2024)
RR
Michigan
(3/13/2024)
RR
Minnesota
(3/13/2024)
RR
Mississippi
(3/13/2024)
RR
Missouri
(3/13/2024)
RR
Montana
(3/13/2024)
RR
Nebraska
(3/13/2024)
RR
Nevada
(3/13/2024)
RR
New Hampshire
(3/13/2024)
RR
New Jersey
(3/13/2024)
RR
New Mexico
(3/13/2024)
RR
New York
(3/13/2024)
RR
North Carolina
(3/13/2024)
RR
North Dakota
(3/13/2024)
RR
Ohio
(3/14/2024)
RR
Oklahoma
(3/13/2024)
RR
Oregon
(3/13/2024)
RR
Pennsylvania
(3/13/2024)
RR
Puerto Rico
(3/13/2024)
RR
Rhode Island
(3/13/2024)
RR
South Carolina
(3/13/2024)
RR
South Dakota
(3/13/2024)
RR
Tennessee
(3/13/2024)
RR
Texas
(3/13/2024)
IAR
Texas
(3/31/2025)
RR
Utah
(3/13/2024)
RR
Vermont
(3/13/2024)
RR
Virgin Islands
(3/13/2024)
RR
Virginia
(3/13/2024)
RR
Washington
(3/13/2024)
RR
West Virginia
(3/13/2024)
RR
Wisconsin
(3/13/2024)
RR
Wyoming
(3/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Woodland, CA

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