Aamir K. Khan

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 3118369

Professional summary

Aamir Kamal Khan, who also goes by Aamir Khan, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Aamir is registered as a RR (Registered Representative) and started their career in finance in 1999. Aamir has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, Series 82TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aamir Khan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aamir Kamal Khan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2023 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

February 29, 2012 - February 19, 2013

LOMBARD ADVISERS INCORPORATED

RIA

CRD#: 108231

TOWSON, MD

Past

February 29, 2012 - December 31, 2012

LOMBARD SECURITIES INCORPORATED

CRD#: 27954

BALTIMORE, MD

Past

July 29, 2008 - December 31, 2011

AMERISAGE FINANCIAL GROUP, INC.

RIA

CRD#: 146893

TOWSON, MD

Past

February 4, 2008 - November 10, 2010

OSAIC SERVICES, INC.

CRD#: 133763

ARLINGTON, TX

Past

December 13, 2007 - February 11, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

ARLINGTON, TX

Past

June 8, 2007 - February 11, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

ARLINGTON, TX

Past

January 3, 2001 - June 19, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 6, 1999 - September 25, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/15/2023)

North Dakota
(8/7/2025)

Exams

State Security Law Exam

Series 63

Date: 2/8/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/15/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/23/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82TO

Date: 3/13/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 2/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aamir K. Khan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aamir Kamal Khan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOMBARD ADVISERS INCORPORATED

LOMBARD SECURITIES INCORPORATED

AMERISAGE FINANCIAL GROUP, INC.

OSAIC SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/2023

Series 65

Date: 3/15/2007

Series 79TO

Date: 3/23/2023

Series 82TO

Date: 3/13/2023

SIE

Date: 2/3/2023

Series 7

Date: 6/7/2007

Series 6

Date: 4/5/1999

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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