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Sandra Marie Logay

CRD# 311825·Registered 1969 - 2024
Barred: Sandra Marie Logay was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Sandra Marie Logay, who also goes by Sandra Marie Johannes, Sandra M Logay, Sandra M Johannes Logay, Sandra Logay, Sandy M Logay, was a registered financial advisor. Sandra was a previously registered financial professional and started their career in finance 1969 - 2024. Sandra had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, PC, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sandra Marie Johannes, Sandra M Logay, Sandra M Johannes Logay, Sandra Logay, Sandy M Logay

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

Past

NEWEDGE SECURITIES, LLCPast·CRD# 10674
BD
Chicago, IL
March 29, 2017 - February 2, 2024
NORTH STAR INVESTMENT SERVICES, INC.Past·CRD# 7984
BD
Chicago, IL
June 17, 2004 - October 22, 2016
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
December 1, 2001 - May 3, 2004
MERIT CAPITAL ASSOCIATES, INC.Past·CRD# 30576
BD
Westport, CT
July 27, 1999 - December 1, 2001
FFP SECURITIES, INC.Past·CRD# 16337
BD
Chesterfield, MO
April 16, 1996 - February 3, 1999
STIFEL, NICOLAUS & COMPANY, INCORPORATEDPast·CRD# 793
BD
St. Louis, MO
September 7, 1994 - January 25, 1995
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
August 25, 1989 - July 11, 1994
THOMSON MCKINNON SECURITIES INC.Past·CRD# 829
BD
New York, NY
March 19, 1969 - August 25, 1989

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Current Firm

NS
NEWEDGE SECURITIES, LLC

MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES

CRD#: 10674 / SEC#: 8-27663
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Mailing Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Phone Number

(888) 271-5273

Established

Pennsylvania since 12/14/1981

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEWEDGE CAPITAL GROUP, LLCSHAREHOLDER—
BANCO, JOSEPH FRANKLIN JRCHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR2850198
CHAFFEE, HAROLD GERARDCHIEF COMPLIANCE OFFICER2905661
FONG, SARAH FVICE PRESIDENT2937709
JENKINS, WILLIAM HENRYMANAGING DIRECTOR - SUPERVISION3004337
JESSE, JAMES WILLIAM JR.DIRECTOR4244855
SMITH, KYLE PETERPRESIDENT AND DIRECTOR2142563
TIMMERMAN, ERIN NICOLEGENERAL COUNSEL6387118

Disclosures

Regulatory Event

9

Civil Event

2

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1979About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 1988About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed Mar 1969

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1988

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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