Patricia L. Soule

AON SECURITIES LLC

Bloomington, MN 55437

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CRD#: 3118244

Professional summary

Patricia Lydon Soule, who also goes by Patricia Barbara Lydon, Patricia Barbara Soule, is a registered financial professional currently at AON SECURITIES LLC located in Bloomington, Minnesota.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 1999. Patricia has worked at 7 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Barbara Lydon | Patricia Barbara Soule

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Lydon Soule's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2019 - Present

AON SECURITIES LLC

Office #1: 5600 West 83rd Street 8200 Tower, Suite 1100, Bloomington, MN 55437

RIA

CRD#: 4138

Bloomington, MN

Past

June 30, 2016 - August 31, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

September 22, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 22, 2005 - September 6, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

BOSTON, MA

Past

September 22, 2005 - September 6, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

BOSTON, MA

Past

September 22, 2005 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

BOSTON, MA

Past

September 22, 2005 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BOSTON, MA

Past

April 14, 1999 - November 12, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AON SECURITIES LLC

CRD#: 4138 / SEC#: 801-106546, 8-14953

RIA

Registered Investment Advisory firm - SEC (9/1/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 8/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/8/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

AON SECURITIES LLC

CRD#: 4138 / SEC#: 801-106546, 8-14953

RIA

Registered Investment Advisory firm - SEC (9/1/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

200 East Randolph Street, Chicago, IL 60601

Mailing Address

200 East Randolph Street, Chicago, IL 60601

Phone number

(312) 381-4488

Established

Delaware since 09/11/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

AON SECURITIES FORM ADV PART 2A BROCHURE (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
AON GROUP, INC.	SHAREHOLDER
AS HOLDINGS, INC.	SHAREHOLDER
CHAMBLEY, JEFFREY TODD	DIRECTOR	3129456
DELANEY, WILLIAM LEO JR	DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001)	1997937
EHRHART, BRYON GERARD	DIRECTOR (05/2002)	2932770
MACKUNIS, KENNETH JAMES	DIRECTOR	2612504
MONAGHAN, KATHLEEN NICOLE	DIRECTOR	6833059
MORRIS, GREGORY PAUL	CHIEF COMPLIANCE OFFICER	1317320
PASALICH, MAGDALINE GARRIS	DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	7143931
PENNAY, RICHARD ERIK CHARLES	CEO (10/2024), DIRECTOR	5475857
WARD, BRYAN RICHARD	DIRECTOR	3107835

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Patricia L. Soule

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Lydon Soule's CRS (Customer Relationship Summary).

Certified licenses

Experience

METLIFE INVESTORS DISTRIBUTION COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

AON SECURITIES LLC

State Registrations and Notice Filings

Exams

SIE

Date: 8/31/2017

Series 7

Date: 2/1/2006

Series 6

Date: 10/27/1998

Series 24

Date: 11/21/2006

Series 26

Date: 2/8/1999

FINRA

Current Firm

AON SECURITIES LLC

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AON SECURITIES LLC

TRUST BUT VERIFY

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