Jamal A. Gallow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamal Amin Gallow, who also goes by Jama Amin Gallow, Jamal A Gallow, Jamal Admin Gallow, Jamal Amin Gallow, was a registered financial professional .
Jamal is a previously registered financial professional and started their career in finance in 1999. Jamal had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
February 10, 2017 - March 8, 2018
SCOTTRADE, INC.
February 6, 2015 - January 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2015 - January 23, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2014 - July 7, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 24, 2014 - July 7, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 24, 2012 - September 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2012 - September 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 1999 - January 16, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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