Ricky L. Faircloth

BERG FAIRCLOTH INVESTMENT ADVISORS

LEESBURG, VA 20176

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CRD#: 3117825

Professional summary

Ricky Landon Faircloth is a registered financial advisor currently at BERG FAIRCLOTH INVESTMENT ADVISORS located in Leesburg, Virginia.

Ricky is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ricky has worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BERG FAIRCLOTH AND COMPANY - TAX PREP. AND ACCOUNTING - OWNER / CPA - LEESBURG, VA - SINCE 7/1980.--- 2) BERG FAIRCLOTH INVESTMENT ADVISORS - FINANCIAL PLANNING AND INVESTMENT MANAGEMENT - INVESTMENT ADVISER REP. - LEESBURG, VA - SINCE 11/1998.--- 3) LOUDOUN REAL ESTATE SALES - REAL ESTATE SALES AND RENTAL - OWNER / REAL ESATE SALES - ROUND HILL, VA - SINCE 11/1997.--- 4) LFG PARTNERSHIP - FARM - OWNER / FARMER - ROUND HILL, VA - SINCE 1/2001.--- 5) BERG FAIRCLOTH LLP - COMMERCIAL PROPERTY MGT. - OWNER / PROPERTY MANAGER - ROUND HILL, VA - SINCE 11/2002. 6) IBAFORAW - PARTNER - REAL ESTATE PROPERTY SALES, MANAGEMENT, AND CONSULTING - ROUND HILL, VA - SINCE 06/2008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Landon Faircloth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2005 - Present

BERG FAIRCLOTH INVESTMENT ADVISORS

Office #1: 44135 Woodridge Pkwy Suite 200, Leesburg, VA 20176

RIA

CRD#: 118673

LEESBURG, VA

Past

November 28, 2011 - September 18, 2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

LEESBURG, VA

Past

August 31, 2007 - December 7, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LEESBURG, VA

Past

July 28, 2005 - August 31, 2007

TRIAD ADVISORS LLC

CRD#: 25803

LEESBURG, VA

Past

April 5, 2001 - July 31, 2003

BERG FAIRCLOTH INVESTMENT ADVISORS, LLC

CRD#: 104257

LEESBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(10/10/2013)

IAR

Florida
(12/14/2012)

IAR

Maryland
(7/3/2012)

IAR

North Carolina
(11/14/2012)

IAR

Texas
(9/24/2008)

IAR

Virginia
(3/25/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/4/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/14/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/1/2000

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/2000

General Securities Principal Examination

Current Firm

BERG FAIRCLOTH INVESTMENT ADVISORS

BERG FAIRCLOTH INVESTMENT ADVISORS | BERG FAIRCLOTH INVESTMENT ADVISORS CORP.

CRD#: 118673 / SEC#: 801-61299

RIA

Registered Investment Advisory firm - (1/30/2012 Terminated)

District of Columbia

Registered Investment Advisory firm - (10/10/2013 Approved)

Florida

Registered Investment Advisory firm - (12/14/2012 Approved)

Maryland

Registered Investment Advisory firm - (7/3/2012 Approved)

North Carolina

Registered Investment Advisory firm - (11/9/2012 Approved)

Texas

Registered Investment Advisory firm - (1/3/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/4/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

44135 Woodridge Parkway Suite 200, Leesburg, VA 20176

Mailing Address

Phone number

(703) 821-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 39,554,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ricky L. Faircloth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricky Landon Faircloth's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRIAD ADVISORS LLC

BERG FAIRCLOTH INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/2000

Series 65

Date: 2/4/2000

Series 7

Date: 9/14/2000

Series 27

Date: 11/1/2000

Series 24

Date: 10/12/2000

Current Firm

BERG FAIRCLOTH INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BERG FAIRCLOTH INVESTMENT ADVISORS

TRUST BUT VERIFY

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