Richard A. Murphy

CROSS RIVER MANAGEMENT

Ridgefield, CT 06877

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CRD#: 3117782

Professional summary

Richard Angell Murphy is a registered financial advisor currently at CROSS RIVER MANAGEMENT, LLC located in Ridgefield, Connecticut.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD OF DIRECTORS OF MEXICAN RESTAURANTS, INC. WILL SPEND APPROXIMATELY 15 HOURS / QUARTER IN MY ROLE AS DIRECTOR OF THIS BOARD. MEXICAN RESTAURANTS, INC. IS LOCATED IN HOUSTON, TX. THERE IS NO COMPENSATION ASSOCIATED WITH THIS DIRECTORSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Angell Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2007 - Present

CROSS RIVER MANAGEMENT, LLC

Office #1: 31 Bailey Ave Suite D, Ridgefield, CT 06877

RIA

CRD#: 143241

Ridgefield, CT

Past

February 9, 2005 - April 26, 2006

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

Past

December 3, 2004 - February 2, 2005

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

HOUSTON, TX

Past

October 1, 2003 - February 2, 2005

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

March 25, 2002 - June 11, 2002

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

July 17, 2000 - March 11, 2002

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 3/11/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/22/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/13/2000

General Securities Representative Examination

Current Firm

CROSS RIVER MANAGEMENT, LLC

CROSS RIVER MANAGEMENT, LLC | CROSS RIVER PARTNERS LP

CRD#: 143241 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/13/2007 Approved)

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Contact information

Main Address

31 Bailey Ave Unit D, Ridgefield, CT 06877

Mailing Address

Phone number

(203) 438-0023

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 19,618,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard A. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Angell Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTROCK ADVISORS, INC.

SMH CAPITAL ADVISORS LLC

SANDERS MORRIS LLC

SANDERS MORRIS LLC

COREBRIDGE CAPITAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2003

Series 63

Date: 9/7/2000

Series 86

Date: 3/11/2005

Series 87

Date: 2/22/2005

Series 7

Date: 7/13/2000

Current Firm

CROSS RIVER MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSS RIVER MANAGEMENT, LLC

TRUST BUT VERIFY

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