Keye M. Chang

INVESCO DISTRIBUTORS

Downers Grove, IL 60515

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CRD#: 3117539

Professional summary

Keye Ming Chang is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.

Keye is registered as a RR (Registered Representative) and started their career in finance in 1999. Keye has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keye Ming Chang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2020 - Present

INVESCO DISTRIBUTORS, INC.

Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515

CRD#: 7369

Downers Grove, IL

Past

June 9, 2010 - August 6, 2010

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

June 9, 2010 - May 31, 2016

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

PAPILLION, NE

Past

January 1, 2010 - May 31, 2016

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

April 12, 2007 - December 7, 2007

FUND MANAGEMENT COMPANY

CRD#: 25585

SAN FRANCISCO, CA

Past

March 20, 2007 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

March 20, 2007 - May 31, 2016

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

PAPILLION, NE

Past

December 5, 2006 - March 14, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Past

October 26, 1999 - February 1, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/1/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: , 8-21323

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Phone number

(713) 214-1919

Established

Delaware since 11/18/1976

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INVESCO ADVISERS, INC.	DIRECT OWNER
GREGSON, MARK WILLIAM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP	2630230
HANCOCK, TRISHA BELL	CHIEF COMPLIANCE OFFICER	4373744
HARRIS, JERRY CLINTON II	DIRECTOR	3275064
KRAMER, BRIAN KEITH	DIRECTOR	4132102
MCDONOUGH, JOHN CARLIN	PRESIDENT/CEO/DIRECTOR	2363299
WISDOM, CRISSIE MCMENNAMY	ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	2793857

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keye M. Chang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keye Ming Chang's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

INVESCO ADVISERS, INC.

FUND MANAGEMENT COMPANY

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2000

Series 63

Date: 2/7/2000

SIE

Date: 5/31/2016

Series 7

Date: 10/25/1999

Series 24

Date: 7/18/2020

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESCO DISTRIBUTORS, INC.

TRUST BUT VERIFY

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