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Jon Enoch Mitchell

CRD# 3117516·Registered 1998 - 2020
Previously Registered: Being a previously registered professional could mean that Jon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jon Enoch Mitchell was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1998 - 2020. Jon had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Past

CLARITY WEALTH MANAGEMENT, LLCPast·CRD# 140206
RIA
Flower Mound, TX
April 5, 2006 - January 2, 2020
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Ft. Worth, TX
April 13, 2004 - April 6, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
March 8, 2004 - April 6, 2006
BANC ONE SECURITIES CORPORATIONPast·CRD# 16999
BD
Chicago, IL
May 16, 2001 - March 9, 2004
J.P. SECURITIES, INC.Past·CRD# 36559
BD
Bellevue, NE
July 30, 1999 - May 2, 2001
SENTRY EQUITY SERVICES, INC.Past·CRD# 5069
BD
Stevens Point, WI
September 23, 1998 - November 24, 1998

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Current Firm

CW
CLARITY WEALTH MANAGEMENT, LLC

CLARITY WEALTH MANAGEMENT, LLC

CRD#: 140206

Contact Information

Main Address

2235 Ellis Dr, Flower Mound, TX 75028

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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