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RB

Ron Bezoza

LANCASTER
NEW YORK, NY
Some features on this profile are disabled
CRD#: 3117297
RB

Professional summary

Ron Bezoza, who also goes by Ron Bezoza, is a registered financial advisor currently at LANCASTER located in New York, New York and MARCH CAPITAL CORP. located in Skokie, Illinois.

Ron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ron has worked at 10 firms and has passed the Series 65, Series 66, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ron Bezoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ron Bezoza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

LANCASTER

RIA
CRD#: 339389
NEW YORK, NY
Current

September 12, 2025 - Present

MARCH CAPITAL CORP.

RIA
BD
CRD#: 24142
Skokie, IL
Past

March 15, 2024 - April 18, 2024

PGB SECURITIES LLC

BD
CRD#: 301472
Bedminster, NJ
Past

September 14, 2021 - September 13, 2022

LFT SECURITIES, LLC

BD
CRD#: 290210
New York , NY
Past

December 7, 2018 - July 1, 2021

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

May 30, 2017 - September 5, 2018

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
NEW YORK, NY
Past

September 11, 2007 - September 26, 2018

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
LATHAM, NY
Past

August 19, 2003 - September 11, 2007

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
NEW YORK, NY
Past

June 6, 2003 - September 11, 2007

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 10, 2002 - June 5, 2003

GEMINI FINANCIAL CORPORATION

BD
CRD#: 34626
NEW YORK, NY
Past

March 20, 2000 - May 30, 2000

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/12/2025)
RR
New York
(9/12/2025)
IAR
New York
(1/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/20/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/5/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 9/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/18/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 9/1/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/17/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/27/2007
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/9/2007
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LA
LANCASTER
LANCASTER | LANCASTER LABS, LLC

CRD#: 339389 / SEC#: 801-134850

RIA
Registered Investment Advisory firm - (12/1/2025 120-Day Approval)
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Contact information

Main Address
New York, NY
Mailing Address
Phone number
(917) 859-2815
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LANCASTER LABS ADV PART 2B - OCTOBER 29, 2025 (10/29/2025)
LANCASTER LABS ADV PART 2A - OCTOBER 29, 2025 (10/29/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANCASTER

CRD#: 339389New York, NY

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