Trevor T. Leidy

DAKOTA WEALTH ADVISORS LLC

Bismarck, ND 58501

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CRD#: 3117233

Professional summary

Trevor Thomas Leidy is a registered financial advisor currently at DAKOTA WEALTH ADVISORS LLC located in Bismarck, North Dakota.

Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Trevor has worked at 13 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Thomas Leidy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2022 - Present

DAKOTA WEALTH ADVISORS LLC

Office #1: 1929 N Washington St M1, Bismarck, ND 58501

RIA

CRD#: 319527

Bismarck, ND

Past

September 23, 2019 - December 31, 2021

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Bismarck, ND

Past

June 4, 2018 - June 27, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BISMARCK, ND

Past

April 25, 2018 - June 27, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

BISMARCK, ND

Past

January 8, 2018 - April 17, 2018

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

BISMARCK, ND

Past

January 3, 2018 - April 17, 2018

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

BISMARCK, ND

Past

October 29, 2015 - September 20, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

PERHAM, MN

Past

October 28, 2015 - September 20, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

PERHAM, MN

Past

September 24, 2012 - November 3, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

WILTON, ND

Past

September 18, 2012 - November 3, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

WILTON, ND

Past

July 9, 2012 - September 19, 2012

NOVODYN ADVISORS LLC

RIA

CRD#: 156451

THE WOODLANDS, TX

Past

November 2, 2006 - March 22, 2012

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

GARRISON, ND

Past

October 2, 2006 - March 22, 2012

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

GARRISON, ND

Past

October 1, 2003 - May 19, 2005

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 2, 2000 - October 31, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

June 26, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

June 21, 2000 - April 16, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

June 9, 1999 - May 25, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/26/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/6/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/11/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/8/1999

General Securities Representative Examination

Current Firm

DAKOTA WEALTH ADVISORS LLC

CRD#: 319527 / SEC#:

North Dakota

Registered Investment Advisory firm - (3/24/2022 Approved)

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Contact information

Main Address

1929 N Washington St M1, Bismarck, ND 58501

Mailing Address

Phone number

(701) 751-0493

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 1,486,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Trevor T. Leidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Thomas Leidy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NOVODYN ADVISORS LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVEST FINANCIAL CORPORATION

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2023

Series 66

Date: 10/26/2006

Series 65

Date: 7/6/1999

SIE

Date: 7/17/2023

Series 31

Date: 6/11/1999

Series 7

Date: 6/8/1999

Current Firm

DAKOTA WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAKOTA WEALTH ADVISORS LLC

TRUST BUT VERIFY

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