Cigdem G. Goker Braida
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cigdem Gaye Goker Braida, who also goes by Cigdem Gaye Goker, was a registered financial professional .
Cigdem is a previously registered financial professional and started their career in finance in 1998. Cigdem had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - September 3, 2015
ENCLAVE CAPITAL LLC
December 2, 2009 - July 27, 2012
ENCLAVE CAPITAL LLC
September 25, 1998 - May 11, 2009
GLOBAL SECURITIES (USA), INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
