KH
Kathryn C. Hill
NAVY FEDERAL INVESTMENT SERVICES
Milton, FL
Some features on this profile are disabled
CRD#: 3117163
KH
Professional summary
Kathryn Cecilia Hill, who also goes by Kathryn Cecilia Berschger, Kate Hill, Kathryn Hill, Katie Hill, Kathryn Cecilia Rhoades, Kathryn C Robbins, Kathryn Cecilia Robbins, Katie Robbins, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Milton, Florida.
Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kathryn has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathryn Cecilia Berschger | Kate Hill | Kathryn Hill | Katie Hill | Kathryn Cecilia Rhoades | Kathryn C Robbins | Kathryn Cecilia Robbins | Katie Robbins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Cecilia Hill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Cecilia Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #2: 9070 W Hwy 98, Pensacola, FL 32506Office #3: 1153 Gulf Breeze Parkway, Ste A, Gulf Breeze, FL 32561RIA
BD
CRD#: 138459
Milton, FL
Current
March 6, 2013 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 9070 W Hwy 98, Pensacola, FL 32506Office #2: 1153 Gulf Breeze Parkway, Ste A, Gulf Breeze, FL 32561RIA
BD
CRD#: 138459
Pensacola, FL
Past
November 13, 2013 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
PENSACOLA, FL
Past
August 27, 2003 - March 8, 2013
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
GULF BREEZE, FL
Past
July 1, 2003 - September 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PENSACOLA, FL
Past
July 1, 2003 - September 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
PENSACOLA, FL
Past
July 10, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 23, 1998 - July 12, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2014)
IAR
Alabama(3/11/2022)
RR
Alaska(3/20/2013)
RR
Arizona(3/6/2013)
RR
Arkansas(10/10/2013)
RR
California(3/6/2013)
IAR
California(3/11/2022)
RR
Colorado(3/14/2013)
IAR
Colorado(4/19/2022)
RR
Connecticut(3/20/2013)
RR
Delaware(8/2/2013)
RR
District of Columbia(2/24/2016)
RR
Florida(3/6/2013)
IAR
Florida(1/4/2017)
RR
Georgia(3/6/2013)
IAR
Georgia(4/20/2022)
RR
Hawaii(3/14/2013)
RR
Idaho(3/6/2017)
IAR
Idaho(3/6/2017)
RR
Illinois(4/3/2014)
IAR
Illinois(4/26/2022)
RR
Indiana(1/21/2014)
RR
Kansas(4/29/2014)
IAR
Kansas(4/19/2022)
RR
Kentucky(1/17/2014)
RR
Louisiana(3/27/2013)
IAR
Louisiana(9/6/2022)
RR
Maine(5/12/2017)
IAR
Maine(5/15/2017)
RR
Maryland(4/23/2013)
RR
Massachusetts(12/11/2013)
RR
Michigan(2/19/2014)
RR
Minnesota(2/20/2014)
RR
Mississippi(3/20/2013)
IAR
Mississippi(3/14/2022)
RR
Missouri(6/27/2013)
IAR
Missouri(4/19/2022)
RR
Montana(4/3/2014)
RR
Nebraska(7/26/2016)
RR
Nevada(4/23/2013)
IAR
Nevada(4/29/2022)
RR
New Hampshire(1/27/2014)
RR
New Jersey(12/16/2013)
IAR
New Jersey(4/21/2022)
RR
New Mexico(12/21/2020)
RR
New York(5/7/2013)
RR
North Carolina(3/7/2013)
IAR
North Carolina(4/19/2022)
RR
North Dakota(1/10/2014)
RR
Ohio(7/22/2013)
IAR
Ohio(11/12/2024)
RR
Oklahoma(6/6/2014)
IAR
Oklahoma(3/14/2022)
RR
Oregon(3/20/2013)
RR
Pennsylvania(3/6/2013)
RR
Puerto Rico(2/25/2015)
RR
Rhode Island(3/20/2013)
RR
South Carolina(8/5/2014)
IAR
South Carolina(4/20/2022)
RR
South Dakota(2/13/2017)
RR
Tennessee(3/27/2013)
RR
Texas(3/6/2013)
IAR
Texas(3/14/2022)
RR
Utah(6/26/2014)
RR
Vermont(3/20/2013)
RR
Virginia(3/6/2013)
IAR
Virginia(3/14/2022)
RR
Washington(3/6/2013)
RR
West Virginia(3/20/2013)
RR
Wisconsin(1/3/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
