Victoria L. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lynn Williams, who also goes by VIcky Williams Scott, Victoria Williams Shelley, Vicky Lynn Williams, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1998. Victoria had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - February 4, 2015
CENTER STREET SECURITIES, INC.
April 11, 2014 - July 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
April 10, 2014 - July 7, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 2011 - June 20, 2013
MORGAN STANLEY
August 11, 2011 - June 20, 2013
MORGAN STANLEY
October 7, 2010 - January 20, 2011
MSI FINANCIAL SERVICES, INC.
June 2, 2010 - January 20, 2011
MSI FINANCIAL SERVICES, INC.
October 21, 2002 - January 7, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2002 - January 7, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 1998 - August 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
