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Andrew T. Dietz

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CRD#: 3117015
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Todd Dietz, who also goes by Andrew Dietz, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Dietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 22, 2022 - April 7, 2026

CBRE CAPITAL ADVISORS, INC.

BD
CRD#: 140565
NEW YORK, NY
Past

October 11, 2018 - March 8, 2019

MAM AMERICAS, INC.

RIA
CRD#: 282639
NEW YORK, NY
Past

June 1, 2018 - March 8, 2019

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
New York, NY
Past

November 29, 2016 - May 31, 2018

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

April 28, 2016 - November 23, 2016

MSREF REAL ESTATE ADVISOR, INC.

RIA
CRD#: 142047
NEW YORK, NY
Past

July 28, 2014 - November 12, 2016

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

July 16, 2012 - May 7, 2014

ASB CAPITAL MANAGEMENT LLC

RIA
CRD#: 110995
BETHESDA, MD
Past

August 9, 2010 - February 7, 2012

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

July 1, 2009 - June 9, 2010

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

February 23, 2006 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
NEW YORK, NY
Past

December 4, 2003 - February 16, 2006

SECURED CAPITAL LLC

BD
CRD#: 26723
LOS ANGELES, CA
Past

December 18, 2000 - August 14, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

June 20, 2000 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/13/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 9/5/1998
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/25/2016
General Securities Principal Examination

Current Firm

CC
CBRE CAPITAL ADVISORS, INC.
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: , 8-67319

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Phone number
(214) 863-4255
Established
Delaware since 12/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER
MATTERA, RICHARD JOSEPHFINOP, PPO, PFO2246513
MILLON, JAMESREGISTERED PRINCIPAL5334992
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBRE CAPITAL ADVISORS, INC.

CRD#: 140565

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