Brian H. Stoker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Hubbard Stoker, who also goes by Stoker Brian, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2023 - December 11, 2024
TRADELINK SECURITIES, LLC
October 14, 2021 - June 9, 2022
CASTLE PLACEMENT, LLC
March 5, 2020 - June 18, 2021
J.W. KORTH & COMPANY
January 18, 2013 - August 22, 2018
STORMHARBOUR SECURITIES LP
April 13, 2005 - September 9, 2008
CITIGROUP GLOBAL MARKETS INC.
October 20, 1998 - March 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/22/2021
Investment Banking Registered Representative ExaminationCurrent Firm
TRADELINK SECURITIES, LLC
CRD#: 131341 / SEC#: , 8-66452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
