RS
Rex P. Shipp
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CRD#: 3116654
RS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rex Parker Shipp was a registered financial professional .
Rex is a previously registered financial professional and started their career in finance in 1998. Rex had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVEST RELATED: YES | DBA NAME: CAMBRIDGE FINANCIAL CENTER | POSITION HELD: PROPRIETOR/OWNER | ADD: 337 S MAIN ST, SUITE 110, CEDAR CITY UT, 84720 | START DATE: 10/01/09 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: LIFE AND HEALTH INS., ANNUITIES, INVESTMENT SALES AND INVESTMENT ADVISER ACTIVITIES, INCLUDING LIFE SETTLEMENTS EFFECTIVE 02/08/2011.
2) WINGER'S RESTAURANT | INVEST RELATED: NO | DBA NAME: N/A | POSITION HELD: PROPRIETOR/OWNER | ADD: 1080 W 1350 S, RICHFIELD UT 84701 | START DATE: 02/05 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: RESPONSIBLE FOR PAYING THE LOAN PAYMENTS.
3) STATE HOUSE REPRESENTATIVE DISTRICT 72 IN THE UTAH STATE LEGISLATURE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: ELECTED OFFICAL | ADDRESS: 350 NORTH STATE STREET, 120 STATE CAPITOL, SALT LAKE CITY, UTAH 84114 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: UTAH STATE HOUSE REPRESENTATIVE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SPEND 45 BUSINESS DAYS IN A LEGISLATIVE SESSION EACH YEAR DURING MID-JANUARY TO MID-MARCH. DURING THE REST OF THE YEAR THERE WILL BE INTERIM MEETINGS AT THE STATE CAPITOL ONE DAY EACH MONTH AND WHEN NECESSARY A POSSIBLE SPECIAL SESSIONS. THERE WILL BE OTHER MEETINGS ON AN AS NEEDED BASIS.
4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: CAMBRIDGE FINANCIAL ADVISERS | POSITION HELD: AGENT | ADDRESS: 88 EAST FIDDLERS CANYON ROAD, SUITE 200 CEDAR CITY, UT 84721 | START DATE: 11/1/2019 |
NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: SALE AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE AND HEALTH INSURANCE.
5) SEVEN SHIPPS, LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 88 EAST FIDDLERS CANYON ROAD, SUITE 200 CEDAR CITY, UT 84721 | START DATE: 6/21/2019 | NATURE OF ACTIVITY: RENTAL
PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: OWNER OFFICE BUILDING & VACANT LOT. COLLECT RENTS PAY BILLS FIX MINOR REPAIRS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 10, 2010 - June 17, 2025
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CEDAR CITY, UT
Past
February 3, 2010 - June 17, 2025
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CEDAR CITY, UT
Past
October 3, 2007 - December 31, 2009
INSPHERE SECURITIES, INC.
RIA
CRD#: 136433
CEDAR CITY, UT
Past
July 20, 2007 - December 31, 2009
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
CEDAR CITY, UT
Past
December 10, 2004 - October 3, 2007
ALLEGIS ADVISORS, INC.
RIA
CRD#: 131242
SALT LAKE CITY, UT
Past
May 8, 2000 - November 18, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
CEDAR CITY, UT
Past
September 17, 1998 - August 9, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
CEDAR CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
