Stephen J. Loewinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Jay Loewinger was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1973. Stephen had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2006 - December 31, 2013
LOEWINGER FINANCIAL PLANNING
January 3, 1995 - October 31, 2011
CETERA WEALTH SERVICES, LLC
July 29, 1986 - December 31, 1994
KEOGLER, MORGAN & COMPANY, INC.
April 25, 1978 - August 5, 1986
FERRIS, BAKER WATTS, LLC
July 6, 1977 - June 4, 1978
CORNERSTONE FINANCIAL SERVICES, INC.
April 13, 1973 - April 5, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/5/1977
Registered Representative ExaminationCurrent Firm
LOEWINGER FINANCIAL PLANNING
CRD#: 121734 / SEC#: 801-67882
Contact information
Red Flags
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