George W. Loewenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Walter Loewenbaum II, who also goes by G Walter Loewenbaum II, George Walter Loewenbaum, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1966. George had worked at 4 firms and has passed the Series 63, PC, Series 1, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2000 - February 23, 2004
LECORGNE LOEWENBAUM & CO., LLC
July 2, 1990 - August 14, 2000
LOEWENBAUM & COMPANY INCORPORATED
March 15, 1979 - May 4, 1990
MORGAN KEEGAN & COMPANY, LLC
November 14, 1966 - February 28, 1979
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/3/1979
AMEX Put and Call ExamSeries 1
Date: 11/12/1966
Registered Representative ExaminationSeries 12
Date: 2/27/1981
NYSE Branch Manager ExaminationSeries 40
Date: 5/8/1971
Registered Principal ExaminationCurrent Firm
LECORGNE LOEWENBAUM & CO., LLC
CRD#: 103772 / SEC#: , 8-52274
Contact information
Documents
Red Flags
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