Loren B. Leflar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren B Leflar was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 2001. Loren had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - October 7, 2020
WATER TOWER WEALTH MANAGEMENT, INC.
July 29, 2016 - January 25, 2018
SANCTUARY ADVISORS, LLC
July 28, 2016 - January 9, 2017
SANCTUARY SECURITIES, INC.
October 1, 2012 - August 2, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 2, 2016
J.P. MORGAN SECURITIES LLC
December 4, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 4, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 29, 2007 - December 10, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 10, 2007
CITIGROUP GLOBAL MARKETS INC.
June 19, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 19, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 14, 2005 - June 22, 2006
FIFTH THIRD SECURITIES, INC.
October 13, 2005 - June 22, 2006
FIFTH THIRD SECURITIES, INC.
February 23, 2005 - October 10, 2005
CUNA BROKERAGE SERVICES, INC.
February 23, 2005 - October 10, 2005
CUNA BROKERAGE SERVICES, INC.
January 24, 2005 - February 16, 2005
BANC ONE SECURITIES CORPORATION
January 21, 2005 - February 16, 2005
BANC ONE SECURITIES CORPORATION
August 29, 2001 - December 31, 2004
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 21, 2001 - August 7, 2001
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATER TOWER WEALTH MANAGEMENT, INC.
CRD#: 155967 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 3,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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