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JE

Julia C. Elsea

CHATTANOOGA, TN 37421
Some features on this profile are disabled
CRD#: 3116370
JE
Julia Cook Elsea

Professional summary

Julia Cook Elsea, who also goes by Julia Leeann Cook, Julia Leeann Dempsey, Julia Cook Davis, Julia Elsea, Julie Cook Elsea, was a registered financial advisor .

Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Julia had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Julia Leeann Cook | Julia Leeann Dempsey | Julia Cook Davis | Julia Elsea | Julie Cook Elsea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Round Table Advisors LLC, DBA Partner, non investment related, 1200 Premier Dr. Suite 100, Chattanooga TN 37421 started in 02/2023, Hrs 200-180, duties include advising clients on financial matters 2) Round Table Advisors LLC, DBA for RIA, Investment related, position RIA Investment Advisor 1200 Premier Dr. Suite 100, Chattanooga TN 37421 started in 02/2023, Hrs 200-180, duties include advising clients on financial matters 3) POA and Health Care POA for Jane Cook Address 217 Springfield St Soddy Daisy TN 37379 Activity Type Control Person Position/Title POA and Health Care POA Investment Related No Start Date 7/15/2019 Hrs0-1/0-1, Duties to serve as mother's POA as necessary 4) Executor, non investment related, 9037 Springfield Rd. Soddy TN 37379, Executor of Mother's Estate, start date /1/2000 Hrs 0/0, serve as mother's POA at her passing

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2026 - Present

Office #1: 1200 Premier Drive Suite 100, Chattanooga, TN 37421
CHATTANOOGA, TN
Past

March 2, 2021 - October 6, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Chattanooga, TN
Past

March 1, 2021 - October 6, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Chattanooga, TN
Past

March 11, 2019 - March 1, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CHATTANOOGA, TN
Past

March 26, 2012 - March 1, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(10/5/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 1/28/2019
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 4/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 3/24/2012
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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