Jason G. Napoli

HIGH COUNTRY CAPITAL MANAGEMENT

MONTROSE, CO 81401-3931

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CRD#: 3116306

Professional summary

Jason Gabriel Napoli, ChFC® is a registered financial advisor currently at HIGH COUNTRY CAPITAL MANAGEMENT located in Montrose, Colorado.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HIGH COUNTRY CAPITAL MANAGEMENT 2) INVESTMENT RELATED - REGISTERED INVESTMENT ADVISOR 3) 521 E. MAIN STREET, MONTROSE,CO 81401 4)INVESTMENT MANAGEMENT AND FINANCIAL PLANNING FOR INDIVIDUAL AND INSTITUTIONAL CLIENTS 4) PRESIDENT AND PRINCIPAL 5) 02/08/12 6)80 HOURS A MONTH DEVOTED TO HIGH COUNTRY CAPITAL MANAGEMENT 7)4 HOURS A MONTH DEVOTED DURING SECURITIES TRADING HOURS 8)PROVIDE INVESTMENT MANAGEMENT, ADVICE AND FINANCIAL PLANNING SERVICE TO CLIENTS. RESPONSIBLE FOR STRATEGIC MANAGEMENT OF RIA FIRM INCLUDING SALES, MARKETING, INVESTMENT STRATEGY, CLIENT RELATIONSHIP MANAGEMENT AND RISK MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gabriel Napoli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 6, 2013 - Present

HIGH COUNTRY CAPITAL MANAGEMENT

Office #1: 521 E. Main Street, Montrose, CO 81401-3931

RIA

CRD#: 106151

MONTROSE, CO

Past

February 11, 2014 - November 21, 2014

BRITEHORN SECURITIES

CRD#: 36402

DENVER, CO

Past

March 5, 2009 - February 9, 2012

ANTHEM SECURITIES, INC.

CRD#: 42420

PITTSBURGH, PA

Past

July 2, 2008 - March 3, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WILMETTE, IL

Past

July 2, 2008 - March 3, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WILMETTE, IL

Past

April 18, 2008 - May 28, 2008

COLE PARTNERS

CRD#: 113464

CHICAGO, IL

Past

September 13, 2004 - June 27, 2006

TIAA-CREF TRUST COMPANY, FSB

RIA

CRD#: 108579

DENVER, CO

Past

October 21, 1998 - June 27, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HIGH COUNTRY CAPITAL MANAGEMENT

HIGH COUNTRY CAPITAL MANAGEMENT | MCKENNA & ASSOCIATES LLC | HIGH COUNTRY CAPITAL MANAGEMENT INC

CRD#: 106151 / SEC#: 801-63035

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (8/25/2014 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (7/3/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

521 E. Main Street, Montrose, CO 81401-3931

Mailing Address

Phone number

(970) 249-3499

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	353
AUM (Assets Under Management)	$ 82,381,661

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason G. Napoli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gabriel Napoli's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRITEHORN SECURITIES

ANTHEM SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

COLE PARTNERS

TIAA-CREF TRUST COMPANY, FSB

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2004

Series 63

Date: 10/23/1998

SIE

Date: 11/21/2014

Series 7

Date: 12/6/2007

Series 6

Date: 10/14/1998

Current Firm

HIGH COUNTRY CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HIGH COUNTRY CAPITAL MANAGEMENT

TRUST BUT VERIFY

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