Kenneth M. Sobolewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Sobolewski was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2006 - July 14, 2009
MATRIX CAPITAL GROUP, INC.
May 19, 2003 - April 29, 2004
PINNACLE INTERNATIONAL MANAGEMENT, LLC
March 26, 2003 - August 26, 2021
PINNACLE ASSOCIATES, LTD.
November 14, 2002 - November 8, 2004
MATRIX CAPITAL GROUP, INC.
May 22, 2000 - March 6, 2002
DEAM INVESTOR SERVICES, INC.
October 21, 1998 - March 17, 2000
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MATRIX CAPITAL GROUP, INC.
CRD#: 33364 / SEC#: 801-61224, 8-46398
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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