John M. Wynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Morris Wynn was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2007 - September 24, 2019
WYNN INVESTMENTS
January 3, 2003 - December 21, 2017
WYNN CAPITAL MANAGEMENT, LLC
December 21, 2001 - August 26, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 15, 2001 - August 29, 2001
PREFERREDTRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WYNN INVESTMENTS
CRD#: 144099 / SEC#:
Contact information
Red Flags
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