Gregory T. Shields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Taylor Shields, who also goes by Gregory Taylor Shields, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - July 1, 2022
MIDWEST WEALTH MANAGEMENT INC.
May 16, 2011 - November 5, 2018
COMMONWEALTH FINANCIAL NETWORK
May 16, 2011 - November 5, 2018
COMMONWEALTH FINANCIAL NETWORK
May 12, 2005 - May 16, 2011
VSR FINANCIAL SERVICES, INC.
May 12, 2005 - May 16, 2011
VSR FINANCIAL SERVICES, INC.
October 11, 2000 - May 12, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 21, 2000 - May 12, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 12, 1998 - September 22, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDWEST WEALTH MANAGEMENT INC.
CRD#: 298787 / SEC#: 801-119267
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 407 |
| AUM (Assets Under Management) | $ 191,478,263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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