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Giuseppe Dedona

CELADON FINANCIAL GROUP
Mendham, NJ
·CRD# 3115332·28 years experience

Professional Summary

Giuseppe Dedona, who also goes by Guiseppe Dedona, Joe Dedona, Joseph Dedona, is a registered financial advisor currently at CELADON FINANCIAL GROUP LLC located in Mendham, New Jersey. Giuseppe is registered as a RR (Registered Representative) and started their career in finance in 1998. Giuseppe has worked at 14 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 87, Series 86, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Guiseppe Dedona, Joe Dedona, Joseph Dedona

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Mendham, NJ
May 16, 2023 - Present
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
January 16, 2020 - May 4, 2022
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
New York, NY
April 27, 2015 - September 6, 2018
CLARK DODGE & CO., INC.·CRD# 23288
BD
White Plains, NY
December 10, 2014 - April 27, 2015
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
February 9, 2011 - February 17, 2012
FUSION ANALYTICS SECURITIES LLC·CRD# 124245
BD
Coral Springs, FL
July 22, 2010 - November 28, 2014
EDGE TRADING INC.·CRD# 147095
BD
New York, NY
July 2, 2010 - October 27, 2010
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
August 19, 2009 - April 26, 2010
EDGE TRADING INC.·CRD# 147095
BD
New York, NY
August 10, 2009 - January 8, 2010
LOMBARDI & CO., INC.·CRD# 44810
BD
New York, NY
June 2, 2009 - August 10, 2009
FUSION ANALYTICS SECURITIES LLC·CRD# 124245
BD
Coral Springs, FL
March 16, 2007 - November 7, 2008
E&J SECURITIES CORP.·CRD# 37452
BD
New York, NY
September 22, 2006 - May 21, 2007
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
November 16, 2005 - September 1, 2006
REDWOOD BROKERAGE LLC·CRD# 39416
BD
New York, NY
July 20, 2000 - November 21, 2005
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
November 10, 1999 - July 14, 2000
REDWOOD BROKERAGE LLC·CRD# 39416
BD
New York, NY
April 28, 1999 - October 28, 1999
A.B. WATLEY, INC.·CRD# 797
BD
New York, NY
September 29, 1998 - December 24, 1998

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Current Firm

CF
CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: 8-47288
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone Number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HERSCH, DARYL SCOTTCEO/MAJORITY MEMBER/GSP/ROSFP1255474
CAMBRIA HOLDINGS, INC.MINORITY MEMBER—
NAVAS, NELSON GABRIELCFO/FINOP/GSP5092353
PASTINE, ARMAND RALPHHEAD OF CAPITAL MARKETS/GSP2257531
WALDMAN, PAUL MITCHELLCCO/AMLCO/GSP/ROSFP1885767

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(5/16/2023)
RR
New York
(5/16/2023)
RR
Texas
(5/16/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2008About the Series 3 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2006About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2005About the Series 86 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2006About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Giuseppe Dedona's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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