Hugo C. Rubio
Professional summary
Hugo Cesar Rubio is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Hugo is registered as a RR (Registered Representative) and started their career in finance in 1998. Hugo has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugo Cesar Rubio's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2011 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022May 6, 2005 - May 3, 2011
FM PARTNERS HOLDINGS LLC
September 28, 1998 - May 10, 2005
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
