David L. Labonte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lawrence Labonte was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 2 firms and has passed the Series 66, Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2015 - January 3, 2024
KAYNE ANDERSON CAPITAL ADVISORS LP
August 19, 2005 - December 31, 2014
KAYNE ANDERSON CAPITAL ADVISORS LP
March 23, 1999 - April 14, 2005
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
KAYNE ANDERSON CAPITAL ADVISORS LP
CRD#: 104536 / SEC#: 801-46991
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYNE ANDERSON CAPITAL ADVISORS LP
CRD#: 104536 / SEC#: 801-46991
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 30,458,732,567 |
Red Flags
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