Richard O. Lodewick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Osborne Lodewick SR, who also goes by Richard Osborne Lodewick, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1975. Richard had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2010 - December 24, 2014
HUNTWICKE SECURITIES, LLC
November 10, 2004 - September 12, 2007
STONEGATE PARTNERS, LLC
July 16, 1999 - November 5, 2003
STONEGATE PARTNERS, LLC
May 11, 1993 - July 14, 1999
LPL FINANCIAL LLC
October 4, 1983 - May 5, 1993
WINTHROP SECURITIES CO., INC.
March 31, 1978 - May 9, 1984
FIRST NEW ENGLAND SECURITIES CORPORATION
May 13, 1975 - April 11, 1976
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/28/1966
Registered Representative ExaminationCurrent Firm
HUNTWICKE SECURITIES, LLC
CRD#: 146993 / SEC#: , 8-67865
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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