SM
Sherri L. Marini
LEGACY ADVISORY GROUP
Hermitage, PA 16148
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CRD#: 3115057
SM
Professional summary
Sherri Lea Marini, who also goes by Sherri Lea Gollner, Sherri Lea Gollnerbrest, is a registered financial advisor currently at LEGACY ADVISORY GROUP, INC. located in Hermitage, Pennsylvania.
Sherri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sherri has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherri Lea Gollner | Sherri Lea Gollnerbrest
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Watch This Phoenix Rise, LLC Investment-Related: No Address: 452 Bedford Rd, West Middlesex, PA 16159 Nature of Business: Nonprofit organization focused on domestic violence and mental illness Position: Advisory Board Member Start Date: April 2025 Approximate Hours/Month: 35-50 Hours During Securities Trading: Approximately 10 Duties: Participates in strategic discussions, program development, and organizational guidance as a volunteer board member. Freedom Financial & Realty Group, LLC Investment-Related: Yes Address: 3205 Longview Rd, Hermitage, PA 16148 Nature of Business: Financial services, including annuities, life insurance, and real estate Position: Manager Start Date: July 11, 2005 Approximate Hours/Month: 80 Hours During Securities Trading: Approximately 40 Duties: Oversees daily operations, manages client service processes, supervises financial product offerings, and administers business functions. Penn-Ohio Property Solutions, LLC Investment-Related: No Address: 3087 Innovation Way, Hermitage, PA 16148 Nature of Business: Real estate investment Position: Property Manager Start Date: February 24, 2020 Approximate Hours/Month: 40 Hours During Securities Trading: Approximately 10 Duties: Manages property acquisitions, renovations, rentals, and sales as part of the firm's investment operations. LWM Income Fund 2, LLC - Investment-related. 3087 Innovation Way, Hermitage PA. Pooled vehicle focused on MCA debt. Role: Member (since 1/2/20). Hrs/mo: 1 (Trade-hrs < 1). Duties: monitors investments, supports fund oversight. LWM Equity Fund, LP - Investment-related. 3087 Innovation Way, Hermitage PA. Private fund holding MCA debt & public equity. Role: Member via GP (since 2/19/19). Hrs/mo: 1 (Trade-hrs < 1). Duties: Monitors allocations and partner actions. LWM Parallel Fund, LLC - Investment-related. 3087 Innovation Way, Hermitage PA. Parallel pooled vehicle. Role: Member (since 5/22/20). Hrs/mo: 1 (Trade-hrs < 1). Duties: Oversees fund operations and performance. Legacy Educational Institute, Inc. Investment-Related: No Address: 3087 Innovation Way, Hermitage, PA 16148 Nature of Business: Educational nonprofit organization Position: Board Member Start Date: Approx. 2015 Approximate Hours/Month: Less than 1 Hours During Securities Trading: Negligible Duties: Provides occasional strategic and educational input as a volunteer board member. Nature of business: tax planning Position: Tax planner Start date: February 2015 Approximate hours per month: 4; during tax season: 10-15 hours per month Duties: tax planning, tax bracket optimization/strategizing for Roth IRA Conversions and other strategies to minimize future tax liability
CRS (Client Relationship Summary) - RIA
Click below to view Sherri Lea Marini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2007 - Present
LEGACY ADVISORY GROUP, INC.
Office #1: 3087 Innovation Way, Hermitage, PA 16148RIA
CRD#: 131895
Hermitage, PA
Past
April 19, 2006 - April 22, 2009
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
NEW BRIGHTON, PA
Past
January 26, 1999 - September 2, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/27/2007)
IAR
Pennsylvania(2/27/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LEGACY ADVISORY GROUP, INC.
GOLLNER & ASSOCIATES, INC. | LEGACY FINANCIAL STRATEGIES, INC. | LEGACY ADVISORY GROUP, INC.
CRD#: 131895 / SEC#:
Ohio
Registered Investment Advisory firm - (7/16/2004 Approved)Pennsylvania
Registered Investment Advisory firm - (8/18/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3087 Innovation Way, Hermitage, PA 16148
Mailing Address
Phone number
(724) 983-1617
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 377,064 |
Red Flags
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Company Information
LEGACY ADVISORY GROUP, INC.
CRD#: 131895Hermitage, PA 16148TRUST BUT VERIFY
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