John W. Locovare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Locovare, who also goes by Jack Locovare, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2003 - April 5, 2018
BROKERTEC AMERICAS LLC
February 15, 2002 - February 24, 2017
ICAP SECURITIES USA LLC
July 29, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
June 21, 1996 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
January 5, 1993 - May 6, 1996
TULLETT LIBERTY BROKERAGE INC.
January 1, 1992 - January 11, 1993
ICAP SECURITIES USA LLC
February 28, 1991 - December 14, 1991
FUNDAMENTAL BROKERS
July 25, 1987 - February 28, 1991
FUNDAMENTAL BROKERS
November 20, 1973 - March 25, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
December 24, 1970 - June 16, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/17/1970
Registered Representative ExaminationSeries 40
Date: 10/6/1976
Registered Principal ExaminationCurrent Firm
BROKERTEC AMERICAS LLC
CRD#: 47477 / SEC#: , 8-51803
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROKERTEC HOLDINGS INC. | 100% OWNERSHIP | |
| CALDERON, DAVID JASON | CHIEF FINANCIAL OFFICER | 4575354 |
| DENNIS, MICHAEL | DIRECTOR | 4192184 |
| HIRSCHMANN, ELISA M | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5112554 |
| WAKEFIELD, JONATHAN BISHOP | CEO - CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1676639 |
| WEINMAN, ANDREW LEONARD | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5209879 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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