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Proctor Robison

LOOP CAPITAL MARKETS
CHICAGO, IL
·CRD# 3114962·28 years experience

Professional Summary

Proctor Robison, who also goes by Proctor Hile Robison, is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois. Proctor is registered as a RR (Registered Representative) and started their career in finance in 1998. Proctor has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Proctor Hile Robison

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
BD
425 S. Financial Place Ste 2700, Chicago, IL 60605
November 7, 2024 - Present
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
April 27, 2022 - October 30, 2024
VINING-SPARKS IBG, LLC·CRD# 27502
BD
Chicago, IL
November 27, 2018 - May 20, 2022
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CRD# 111135
RIA
Chicago, IL
January 4, 2010 - November 27, 2018
MESIROW FINANCIAL, INC.·CRD# 2764
RIA
Chicago, IL
April 7, 2009 - December 31, 2009
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
April 6, 2009 - November 27, 2018
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
Chicago, IL
January 27, 2009 - May 5, 2009
ARBOR RESEARCH & TRADING, LLC·CRD# 21313
BD
Lake Barrington, IL
November 3, 2008 - January 12, 2009
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Chicago, IL
October 25, 1999 - June 20, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago, IL
August 23, 1999 - June 20, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 26, 1998 - September 17, 1999

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/1/2026)
RR
Michigan
(4/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 1999About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Nov 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2019About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Proctor Robison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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