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Proctor Robison

LOOP CAPITAL MARKETS
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 3114962
PR

Professional summary

Proctor Robison, who also goes by Proctor Hile Robison, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.

Proctor is registered as a RR (Registered Representative) and started their career in finance in 1998. Proctor has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Proctor Hile Robison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Proctor Robison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2024 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605
RIA
BD
CRD#: 43098
Chicago, IL
Past

April 27, 2022 - October 30, 2024

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

November 27, 2018 - May 20, 2022

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
CHICAGO, IL
Past

January 4, 2010 - November 27, 2018

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 111135
CHICAGO, IL
Past

April 7, 2009 - December 31, 2009

MESIROW FINANCIAL, INC.

RIA
CRD#: 2764
CHICAGO, IL
Past

April 6, 2009 - November 27, 2018

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

January 27, 2009 - May 5, 2009

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
CHICAGO, IL
Past

November 3, 2008 - January 12, 2009

ARBOR RESEARCH & TRADING, LLC

BD
CRD#: 21313
LAKE BARRINGTON, IL
Past

October 25, 1999 - June 20, 2008

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHICAGO, IL
Past

August 23, 1999 - June 20, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

October 26, 1998 - September 17, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(4/1/2026)
RR
Michigan
(4/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/6/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/21/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 11/13/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOOP CAPITAL MARKETS LLC

CRD#: 43098Chicago, IL 60605

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