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MT

Matthew A. Thompson

FROST INVESTMENT SERVICES
San Antonio, TX 78205
Some features on this profile are disabled
CRD#: 3114871
MT

Professional summary

Matthew Andrew Thompson, who also goes by Matt Thompson, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Antonio, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matt Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Permanent Ink LLC; Not investment related; San Antonio, TX; Public Relations; Director/Co-Owner; Started 4/2025; Approx. 0hrs/mo; Not during securities trading hrs; This is my spouses business, only listed as Director on LLC for tax filing purposes, no daily responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Andrew Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2025 - Present

FROST INVESTMENT SERVICES

Office #1: 111 West Houston Street, San Antonio, TX 78205
RIA
CRD#: 286129
San Antonio, TX
Past

May 2, 2024 - April 3, 2025

SENDERO WEALTH MANAGEMENT, LLC

RIA
CRD#: 145594
SAN ANTONIO, TX
Past

October 20, 2022 - April 23, 2024

FROST INVESTMENT SERVICES

RIA
CRD#: 286129
SAN ANTONIO, TX
Past

March 22, 2019 - December 31, 2021

FROST INVESTMENT SERVICES

RIA
CRD#: 286129
SAN ANTONIO, TX
Past

August 19, 2011 - December 31, 2016

FROST INVESTMENT ADVISORS, LLC

RIA
CRD#: 146148
SAN ANTONIO, TX
Past

January 27, 2000 - August 29, 2003

HODGES CAPITAL MANAGEMENT INC

RIA
CRD#: 110080
DALLAS, TX
Past

October 21, 1998 - August 29, 2003

FIRST DALLAS SECURITIES INCORPORATED

BD
CRD#: 24549
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/29/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/17/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/1998
General Securities Representative Examination

Current Firm

FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
111 West Houston Street, San Antonio, TX 78205
Mailing Address
Po Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Firm type
Fiscal year end
# of Employees
177

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts3,179
AUM (Assets Under Management)$ 2,976,654,932

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/10/2024
Cover Page
Report
11/27/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FROST INVESTMENT SERVICES

CRD#: 286129San Antonio, TX 78205

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