Matthew P. Goette

BLACK DIAMOND FINANCIAL

LUTHERVILLE, MD 21093

Some features on this profile are disabled

CRD#: 3114797

Professional summary

Matthew Paul Goette, AIF®, CFP® is a registered financial advisor currently at BLACK DIAMOND FINANCIAL, LLC located in Lutherville, Maryland.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Matthew has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Callan Accounting CPA's & Advisors, LLC; not investment related; 855 SW Yates Dr. #101, Bend, OR 97702; Accounting Services; Owner; June 2021; 10 hrs./month; 0 hrs. during trading; Assisting clients with general financial planning and estate planning suggestions other than investment related planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Goette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

February 12, 2008 - Present

BLACK DIAMOND FINANCIAL, LLC

Office #1: 2330 West Joppa Road Suite 320, Lutherville, MD 21093

RIA

CRD#: 145108

LUTHERVILLE, MD

Past

June 1, 2006 - November 1, 2007

HMC INVESTMENTS, LLC

CRD#: 40581

BIRMINGHAM, AL

Past

October 24, 2000 - June 24, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 5, 1999 - November 10, 2000

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

April 29, 1999 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/9/2013)

IAR

Oregon
(2/12/2008)

IAR

Utah
(3/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1999

General Securities Representative Examination

Current Firm

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2330 West Joppa Road Suite 320, Lutherville, MD 21093

Mailing Address

Phone number

(443) 841-7772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 1,043,675,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew P. Goette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Goette's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK DIAMOND FINANCIAL, LLC

HMC INVESTMENTS, LLC

JEFFERIES LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

BLACK DIAMOND FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1999

Series 7

Date: 4/28/1999

Current Firm

BLACK DIAMOND FINANCIAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK DIAMOND FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors