Katie M. White

PGI WEALTH MANAGEMENT

RIVERVIEW, FL

Some features on this profile are disabled

CRD#: 3114760

Professional summary

Katie M White, CFP®, who also goes by Katie M Malinowski, is a registered financial advisor currently at PGI WEALTH MANAGEMENT located in Riverview, Florida.

Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Katie has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie M Malinowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie M White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 3, 2022 - Present

PGI WEALTH MANAGEMENT

RIA

CRD#: 297517

RIVERVIEW, FL

Past

July 6, 2022 - August 30, 2022

SUTTON WEALTH ADVISORS, INC.

RIA

CRD#: 145359

TAMPA, FL

Past

June 15, 2022 - August 30, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tampa, FL

Past

February 17, 2021 - March 31, 2022

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

TAMPA, FL

Past

February 17, 2021 - March 31, 2022

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

TAMPA, FL

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

April 13, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

TAMPA, FL

Past

April 10, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

TAMPA, FL

Past

June 12, 2012 - March 27, 2015

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

TAMPA, FL

Past

June 1, 2012 - March 27, 2015

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

TAMPA, FL

Past

October 12, 2006 - June 5, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TAMPA, FL

Past

October 11, 2006 - June 5, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TAMPA, FL

Past

May 30, 2003 - October 13, 2006

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

TAMPA, FL

Past

May 1, 2000 - October 13, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PGI WEALTH MANAGEMENT

GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT

CRD#: 297517 / SEC#: 801-119808

RIA

Registered Investment Advisory firm - (11/13/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Colorado

Registered Investment Advisory firm - (11/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/16/2020 Terminated)

Georgia

Registered Investment Advisory firm - (11/18/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/29/2000

General Securities Representative Examination

Current Firm

PGI WEALTH MANAGEMENT

GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT

CRD#: 297517 / SEC#: 801-119808

RIA

Registered Investment Advisory firm - (11/13/2020 Approved)

Arizona

Registered Investment Advisory firm - (11/20/2020 Terminated)

Colorado

Registered Investment Advisory firm - (11/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (11/16/2020 Terminated)

Georgia

Registered Investment Advisory firm - (11/18/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (12/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13680 Highway 9 Suite C100, Milton, GA 30004

Mailing Address

Phone number

(888) 493-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,519
AUM (Assets Under Management)	$ 932,031,197

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katie M. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie M White's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUTTON WEALTH ADVISORS, INC.

PURSHE KAPLAN STERLING INVESTMENTS

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

PGI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2002

SIE

Date: 10/1/2018

Series 31

Date: 7/30/2004

Series 7

Date: 4/29/2000

Current Firm

PGI WEALTH MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PGI WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors