Lindsay D. Dryden

BLACK DIAMOND FINANCIAL

LUTHERVILLE, MD 21093

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CRD#: 3114622

Professional summary

Lindsay Dyson Dryden IV, who also goes by Lindsay Dyson Dryden, is a registered financial advisor currently at BLACK DIAMOND FINANCIAL, LLC located in Lutherville, Maryland.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lindsay has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsay Dyson Dryden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CDS Logistics; non-investment related; Middle River, MD; Board of Directors; Board Member; Start date 2009; Approx 2 hours/month; 0 hours during securities trading; Consultant 2. Washington E-Sports Ventures; non-investment related; Arlington, VA; Board of Directors; Board Member; Start Date 10/2018; Approx 2 hours/month; 0 hours during securities trading; Consultant 3. Lindblad Expeditions Holdings; non-investment related; New York, NY; Board of Directors; Board Member; Start Date 05/2015; Approx. 2 hours/month; 0 hours during securities trading; Consultant

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Dyson Dryden IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

BLACK DIAMOND FINANCIAL, LLC

Office #1: 2330 West Joppa Road Suite 320, Lutherville, MD 21093

RIA

CRD#: 145108

LUTHERVILLE, MD

Past

October 3, 2013 - December 31, 2024

BLACK DIAMOND FINANCIAL, LLC

RIA

CRD#: 145108

TOWSON, MD

Past

September 16, 2005 - March 4, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 24, 2000 - August 30, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 5, 1999 - November 10, 2000

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

April 29, 1999 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2010

General Securities Principal Examination

Current Firm

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

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Contact information

Main Address

2330 West Joppa Road Suite 320, Lutherville, MD 21093

Mailing Address

Phone number

(443) 841-7772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 1,043,675,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lindsay D. Dryden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Dyson Dryden IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK DIAMOND FINANCIAL, LLC

CITIGROUP GLOBAL MARKETS INC.

JEFFERIES LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

BLACK DIAMOND FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2013

Series 63

Date: 7/27/1999

Series 7

Date: 4/28/1999

Series 24

Date: 6/2/2010

Current Firm

BLACK DIAMOND FINANCIAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK DIAMOND FINANCIAL, LLC

TRUST BUT VERIFY

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