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JK

John A. Kunschner

LMV CAPITAL
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 3114492
JK

Professional summary


John Alan Kunschner is a registered financial professional currently at LMV CAPITAL CORP. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Alan Kunschner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 11, 2009 - Present

LMV CAPITAL CORP.

Office #1: 1460 Broadway Suite 4024, New York, NY 10036Office #2: 1460 Broadway Suite 4024, New York, NY 10036
BD
CRD#: 148745
NEW YORK, NY
Past

February 17, 2009 - March 4, 2009

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

February 27, 2004 - December 17, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

July 11, 2003 - February 27, 2004

BROADVIEW INTERNATIONAL LLC

BD
CRD#: 27265
NEW YORK, NY
Past

April 21, 2000 - July 31, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

February 24, 2000 - March 20, 2000

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

BD
CRD#: 41461
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/23/2010)
RR
New York
(1/20/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LC
LMV CAPITAL CORP.
LMV CAPITAL CORP.

CRD#: 148745 / SEC#: , 8-68061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1460 Broadway Suite 4024, New York, NY 10036
Mailing Address
1460 Broadway Suite 4024, New York, NY 10036
Phone number
(212) 268-8500
Established
Delaware since 09/18/2008
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LMV CAPITAL HOLDINGS CORP.OWNER
BURNAT, ROBERT MARKCHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL1262266
KLEIN, REFAEL MOSHEDIR.
KLEIN, ZEEV NOAMPRES. DIRECTOR, GSP, DIR. OF COMPLIANCE AND AML, CCO (09/2010)3232439

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LMV CAPITAL CORP.

CRD#: 148745New York, NY 10036

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