Stephania W. Streit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephania Wilson Streit, who also goes by Stephania Anne Stanley, Stephania Stanley Wilson, was a registered financial advisor .
Stephania is a previously registered financial advisor and started their career in finance in 1998. Stephania had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - August 31, 2015
CETERA INVESTMENT ADVISERS LLC
August 12, 2013 - January 31, 2014
CETERA INVESTMENT SERVICES LLC
August 8, 2013 - August 31, 2015
CETERA INVESTMENT SERVICES LLC
November 28, 2011 - July 26, 2013
MORGAN STANLEY
September 7, 2011 - July 26, 2013
MORGAN STANLEY
February 13, 2003 - January 8, 2004
AMERIPRISE ADVISOR SERVICES, INC.
July 19, 2000 - December 31, 2001
PFS INVESTMENTS INC.
November 10, 1998 - June 17, 1999
IDS LIFE INSURANCE COMPANY
November 10, 1998 - June 17, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
