Michael W. Hajek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Hajek III, who also goes by Michael William Hajek, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2014 - October 3, 2016
HAJEK ADVISORY CONSULTANTS, LLC
July 2, 2013 - February 5, 2014
KESTRA INVESTMENT SERVICES, LLC
June 14, 2013 - February 5, 2014
KESTRA INVESTMENT SERVICES, LLC
November 5, 2004 - June 21, 2013
CETERA INVESTMENT ADVISERS LLC
November 14, 2003 - June 21, 2013
CETERA FINANCIAL SPECIALISTS LLC
December 10, 1998 - November 19, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 3, 1998 - November 19, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HAJEK ADVISORY CONSULTANTS, LLC
CRD#: 170621 / SEC#:
Contact information
Red Flags
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