David Whitcher
Professional summary
David Whitcher, who also goes by David G. Whitcher, David Geoffrey Whitcher, David G. G. Whitcher, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Whitcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2026 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001August 28, 2020 - July 29, 2022
MIZUHO SECURITIES USA LLC
October 16, 2014 - August 27, 2020
UBS SECURITIES LLC
March 21, 2005 - November 10, 2014
MORGAN STANLEY & CO. LLC
August 6, 2002 - March 18, 2005
CREDIT SUISSE SECURITIES (USA) LLC
June 11, 2001 - August 13, 2001
CREDIT SUISSE SECURITIES (USA) LLC
October 27, 1998 - July 6, 2000
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2026)
(5/11/2026)
(5/12/2026)
(5/13/2026)
(5/13/2026)
(5/13/2026)
(5/12/2026)
(5/13/2026)
(5/12/2026)
(5/11/2026)
(5/12/2026)
(5/14/2026)
(5/12/2026)
(5/12/2026)
(5/14/2026)
(5/14/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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