Paul Kenneth Isaac Sr
Professional Summary
Paul Kenneth Isaac SR, who also goes by Paul K Isaac Sr, Paul Kenneth Isaac, is a registered financial advisor currently at PARAMOUNT WEALTH ADVISORS located in Buffalo, New York. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul K Isaac Sr, Paul Kenneth Isaac
Similar Advisors
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
Current Firm
INVICTUS ADVISORY SERVICES | PARAMOUNT WEALTH ADVISORS | INVICTUS ADVISORY SERVICES LLC
Contact Information
Main Address
1090 Union Road Suite 230, Buffalo, NY 14224Phone Number
(716) 712-0127# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
86AUM (Assets Under Management)
$37,639,930Similar Advisors
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
Primary Firm SEC Registration
INVICTUS ADVISORY SERVICES | PARAMOUNT WEALTH ADVISORS | INVICTUS ADVISORY SERVICES LLC
State Registrations and Notice Filings
(2/12/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1998About the Series 6 examSimilar Advisors
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Paul Kenneth Isaac SR's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC