Paul K. Isaac
Professional summary
Paul Kenneth Isaac SR, who also goes by Paul K Isaac Sr, Paul Kenneth Isaac, is a registered financial advisor currently at INVICTUS ADVISORY SERVICES located in Buffalo, New York.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Kenneth Isaac SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2024 - Present
INVICTUS ADVISORY SERVICES
Office #1: 1090 Union Road Suite 230, Buffalo, NY 14224August 23, 2021 - December 31, 2023
INVICTUS ADVISORY SERVICES
August 19, 2021 - August 31, 2021
SECURITIES AMERICA ADVISORS, INC.
September 18, 2020 - August 31, 2021
SECURITIES AMERICA, INC.
March 12, 2014 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
January 25, 2012 - July 8, 2013
MML INVESTORS SERVICES, LLC
January 20, 2011 - January 12, 2012
EQUITABLE ADVISORS, LLC
September 13, 2010 - January 12, 2012
EQUITABLE ADVISORS, LLC
July 29, 2004 - September 14, 2010
SECURITIES SERVICE NETWORK, LLC
November 8, 2001 - July 28, 2004
LASALLE ST SECURITIES, L.L.C.
October 20, 1998 - December 13, 2001
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/12/2024)
Exams
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 6/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
INVICTUS ADVISORY SERVICES
CRD#: 312399 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 25,440,679 |
Red Flags
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Company Information
INVICTUS ADVISORY SERVICES
CRD#: 312399Buffalo, NY 14224TRUST BUT VERIFY
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