PI
Paul K. Isaac
INVICTUS ADVISORY SERVICES
Buffalo, NY 14224
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CRD#: 3114299
PI
Professional summary
Paul Kenneth Isaac SR, who also goes by Paul K Isaac Sr, Paul Kenneth Isaac, is a registered financial advisor currently at INVICTUS ADVISORY SERVICES located in Buffalo, New York.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul K Isaac Sr | Paul Kenneth Isaac
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***INVICTUS ADVISORY SERVICES
POSITION: Manager NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2020
ADDRESS: 4134 Seneca Street, West Seneca NY 14224, United States
DESCRIPTION: DBA for Advisory Services offered though Securities America Advisors
***NEW YORK STATE TRIAL LAWYERS
POSITION: one of 100 board Members NATURE: Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016
ADDRESS: 132 Nassau Street, New York NY 10038, United States
DESCRIPTION: From time to time I will attend board meetings
***PETER JOHNSON FINANCIAL SERVICES
POSITION: shared registered rep NATURE: Advisor who I have shared cases with INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/14/2014
ADDRESS: 531 Center Road, West Seneca NY 14224, United States
DESCRIPTION: Pewter Johnson is another broker rep with Securities Service Network. I work with him and have a split rep code with SN . He is also my current OSJ.
***JAWORSKI AND GIACCOBE LLC
POSITION: of counsel NATURE: Of counsel to a law firm INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2005
ADDRESS: 2988 William Street, Cheektowage NY 14227, United States
DESCRIPTION: Occasionally (rarely) assist attorneys in litigation
if help is needed
***SECURITIES AMERICA ADVISORS
POSITION: N/A NATURE: Securities America Advisors Inc
12325 Port Grace Blvd.
La Vista NE 68128 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/30/2020
ADDRESS: 12325 PORT GRACE BLVD, La Vista NE 68128, United States
DESCRIPTION: We will use Securities America Advisors Inc. for the placement of assets under management
***PARAMOUNT SETTLEMENT PLANNING, LLC
POSITION: Managing partner , 100% owner NATURE: 100% Ownership in a plaintiffs settlement planning company providing Structured settlements)(tax exempt single premium immediate or deferred annuity to personal injury victims who have settled their cases. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2003
ADDRESS: 4134 Seneca Street, West Seneca NY 14224, United States
DESCRIPTION: I work plaintiff attorneys to provide their clients with guaranteed tax free periodic payments to protect their settlements from dissipation, while, at the same time providing a guaranteed tax-free revenue stream to substitute for the income they may have lost from their injuries ..
***PRECISION LIEN RESOLUTION LLC
POSITION: Managing Partner owner NATURE: Attorney services firm INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2011
ADDRESS: 4134 Seneca Street, West Seneca NY 14224, United States
DESCRIPTION: Our company specializes in preventing or reducing recovery claims against settlement proceeds for medical bills paid by state and federal agencies, private insurers and self-funded employer plans.
DBA - Isaac Financial
CRS (Client Relationship Summary) - RIA
Click below to view Paul Kenneth Isaac SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2024 - Present
INVICTUS ADVISORY SERVICES
Office #1: 1090 Union Road Suite 230, Buffalo, NY 14224RIA
CRD#: 312399
Buffalo, NY
Past
August 23, 2021 - December 31, 2023
INVICTUS ADVISORY SERVICES
RIA
CRD#: 312399
BUFFALO, NY
Past
August 19, 2021 - August 31, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BUFFALO, NY
Past
September 18, 2020 - August 31, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Buffalo, NY
Past
March 12, 2014 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WEST SENECA, NY
Past
January 25, 2012 - July 8, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WILLIAMSVILLE, NY
Past
January 20, 2011 - January 12, 2012
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WEST SENECA, NY
Past
September 13, 2010 - January 12, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WEST SENECA, NY
Past
July 29, 2004 - September 14, 2010
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WEST SENECA, NY
Past
November 8, 2001 - July 28, 2004
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
October 20, 1998 - December 13, 2001
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/12/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 6/30/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IA
INVICTUS ADVISORY SERVICES
INVICTUS ADVISORY SERVICES | PARAMOUNT WEALTH | INVICTUS ADVISORY SERVICES LLC
CRD#: 312399 / SEC#:
New York
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Contact information
Main Address
1090 Union Road Suite 230, Buffalo, NY 14224
Mailing Address
Phone number
(716) 712-0127
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 25,440,679 |
Red Flags
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Company Information
INVICTUS ADVISORY SERVICES
CRD#: 312399Buffalo, NY 14224TRUST BUT VERIFY
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