Gregory D. Rivers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Daniel Rivers was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2018 - February 13, 2024
VIANT CAPITAL LLC
October 13, 2008 - February 23, 2018
VIANT CAPITAL LLC
September 11, 2003 - August 27, 2008
CITIZENS JMP SECURITIES, LLC
February 23, 2000 - August 27, 2002
ROBERTSON STEPHENS, INC.
September 25, 1998 - February 10, 2000
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
VIANT CAPITAL LLC
CRD#: 46948 / SEC#: , 8-51602
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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