Jeffrey J. Knudson
Professional summary
Jeffrey J. Knudson, who also goes by Jeff Jerome Knudson, Jeffrey J Knudson, Jeffrey Jerome Knudson, Jeffrey Knudson, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey J. Knudson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2024 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262November 18, 2022 - January 10, 2024
CHARLES SCHWAB & CO., INC.
October 10, 2022 - January 10, 2024
CHARLES SCHWAB & CO., INC.
September 14, 2018 - October 14, 2022
TD AMERITRADE, INC.
September 12, 2018 - December 20, 2023
TD AMERITRADE, INC.
November 2, 2015 - April 18, 2018
J.P. MORGAN SECURITIES LLC
November 2, 2015 - April 18, 2018
J.P. MORGAN SECURITIES LLC
June 1, 2015 - July 8, 2015
EDWARD JONES
May 12, 2015 - July 8, 2015
EDWARD JONES
July 23, 2009 - January 21, 2011
CAPITAL CLIENT GROUP, INC.
September 23, 1998 - August 23, 2004
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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