Courtenay A. Donella-sheley
Professional summary
Courtenay Ann Donella-sheley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Courtenay is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Courtenay had worked at 4 firms, which includes VOYA FINANCIAL ADVISORS INC., VOYA FINANCIAL PARTNERS LLC, VALIC FINANCIAL ADVISORS INC., THE VARIABLE ANNUITY MARKETING COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - November 17, 2021
VOYA FINANCIAL ADVISORS, INC.
April 6, 2000 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
April 15, 1999 - April 3, 2000
VALIC FINANCIAL ADVISORS, INC.
October 20, 1998 - April 3, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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